Agreed Upon Procedures (AUP)
An Agreed-Upon Procedures (AUP) engagement is one in which a practitioner
(i.e., NDB) is engaged by a client to issue a report of findings based on
specific procedures.
performed on subject matter. The client engages the practitioner to assist
specified
parties in evaluating subject matter or an assertion as a result of a need
or needs of the specified parties. Because the needs of the
specified parties may vary widely, the nature, timing, and extent of the AUP may
vary as well.
NDB personnel have performed a multitude of AUP engagements for a wide variety
of industries and business sectors. From scope specific I.T. AUP engagements to
operational and facility security AUP engagements, we have the expertise and
manpower to meet your AUP needs.
Additionally, as an active participant in the BITS Financial Services
Roundtable, NDB has the necessary skills to perform AUP assessments in
accordance with the Financial Institution Shared Assessments Program
Standardized Information Gathering (SIG) Version 2.0, released July 25, 2006.
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