An Agreed-Upon Procedures (AUP) engagement is one in which a practitioner (i.e., NDB) is engaged by a client to issue a report of findings based on specific procedures.
performed on subject matter. The client engages the practitioner to assist specified parties in evaluating subject matter or an assertion as a result of a need or needs of the specified parties. Because the needs of the specified parties may vary widely, the nature, timing, and extent of the AUP may vary as well.
NDB personnel have performed a multitude of AUP engagements for a wide variety of industries and business sectors. From scope specific I.T. AUP engagements to operational and facility security AUP engagements, we have the expertise and manpower to meet your AUP needs.
Additionally, as an active participant in the BITS Financial Services Roundtable, NDB has the necessary skills to perform AUP assessments in accordance with the Financial Institution Shared Assessments Program Standardized Information Gathering (SIG) Version 2.0, released July 25, 2006.